Helping to do things right.

We are a hands on team of multi disciplined, extensively experienced compliance and regulatory experts.

complias helps its clients analyse, develop, transform and implement compliance solutions.

We are very flexible and are available to help and enable our clients at short notice.

complias is completely independent, partner run and driven. We are based in Pfäffikon, Schwyz in Switzerland.

We currently operate throughout Europe.

complias offers the following compliance services:

• Project Management
• Reviews
• Consulting
• Remediation
• Training
• Audits

We want to enable excellent and sustainable compliance transformation results. This requires that client expectations and goals be defined clearly. In addition, complias team members need to be integrated thoroughly and efficiently.

complias achieves this by enabling the client to freely define the responsibilities and depth of work in the cooperative positions with complias.

The results speak for themselves.

• Private & commercial banking in reference to Switzerland
  
• Legal, tax, regulatory and compliance with a focus on:
  • Cross-border regulations Switzerland / European Union
  • MiFID II, FinSA, FinIA
  • AML, CTF, CDB, KYC, PEP
  • FATCA / CRS (AIA)
• Banks and asset managers situated in Switzerland or providing services to clients in Switzerland

• complias has an ideal combination of knowledge from internal and external auditing, investigations, project management, regulator insight and practical experience in the fields of regulatory affairs and compliance
  
• We have a pool of 10 to 15 subject matter specialists in compliance and investigation with an extensive range of operational experience
• Our staff covers many languages, such as German, English, French, Italian, Russian etc.
• complias partners have decades of practical management experience as the Heads of Legal & Compliance, as Senior Compliance Officers or as consultants on compliance functions